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Tax-Exempt
Fixed-Income Sales and Trading - Our Fixed-Income Sales and
Trading Department underwrites an average of two new bond issues each week.
Sales and Trading also buys and sells bonds with our investors in the secondary
market. Our officers are experts in the credit judgment, valuation and pricing
of California paper, and investors look to us for opportunities to buy and sell
bonds.
Taxable Fixed-Income Sales and Trading - De
La Rosa's Taxable Fixed-Income staff services our institutional clients'
trading needs in U.S. Treasuries and Agencies, mortgage-backed securities,
high-grade corporate debt, and structured products. For our institutional
investors, we actively trade a broad array of taxable fixed-income products,
from high-grade bonds to below investment-grade securities.
For our municipal clients’ investment portfolios, our professionals primarily
focus on AAA U.S. Government Agencies with a 1-year to 5-year maturity range.
Taxable security transactions incorporate GASB rules and emphasize safety of
principal. For liquidity, we focus on the larger deal size issues, but we also
provide structures for specific yield or maturity needs. U.S. Agencies continue
to be the base of city and county portfolios.
Employment of Capital for Underwriting and Secondary Markets
- De La Rosa & Co. buys, sells and inventories fixed-income securities. We
regularly take large positions in the new issues of our clients. “Carrying
paper” for clients enables us to deliver extremely low interest rates for new
issues and variable-rate bonds. We employ our capital to support the secondary
market for clients’ outstanding bonds, thus improving their pricing. We also
provide liquidity for the portfolios of our taxable and tax-exempt investors.
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